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FSMFUNCTIONAL SAFETY
MANAGEMENT
IEC 61508:2010

Functional Safety Management

A summary of IEC 61508:2010 – safety lifecycle, safety integrity levels (SIL), the CASS certification scheme and terminology. Reference material from MTL Instruments, presented by VTL TECH – MTL representative in Vietnam.

SIL1SIL2SIL3SIL4

IEC 61508 & safety lifecycle

What is functional safety?

In the process industries, safety can be defined as being protected from unacceptable risk of injury or damage to people, property or the environment. Functional Safety relates to the part of overall safety that depends upon the correct operation of an electrical/electronic/programmable electronic safety instrumented system, SIS. The requirements for such a SIS are defined in the IEC 61508 group of standards.

IEC 61508
Functional safety of E/E/PE safety-related systems
IEC 61511
Process industry sector
IEC 61513
Nuclear power plants
IEC 62061
Safety of machinery E/E/PES
ISO 13849
Safety of simple machinery
IEC 61800-5-2
Power drives

IEC 61508 aims to:

  • release the potential of E/E/PE technology to improve both safety and economic performance;
  • enable technological developments to take place within an overall safety framework;
  • provide a technically sound, system based approach, with sufficient flexibility for the future;
  • provide a risk-based approach for determining the required performance of safety-related systems;
  • provide requirements based on common underlying principles to facilitate:
    • improved efficiencies in the supply chain for suppliers of subsystems and components to various sectors;
    • improvements in communication and requirements (i.e. to increase clarity of what needs to be specified);
    • the development of techniques and measures that could be used across all sectors, increasing available resources;
    • the development of conformity assessment services if required.

Functional Safety Management

A basic requirement of the standards is that all aspects of the safety lifecycle activities demonstrate Functional Safety Management. As well as concerns for equipment, this includes management of personnel competency, covering the end-user, contractors, suppliers and sub-contractors.

(In the UK see also guidance from HSE’ “Managing competence for safety-related systems”.) The MTL Application Note AN9025 provides an introduction to the subject. MTL Instruments are members of ‘The 61508 Association’.

Sira, UKAS, CASS, The 61508 Association, Baseefa

Certificate No. CASS 00015/01

Overall framework of the IEC 61508 series

Technical Requirements

Part 0Functional safety and IEC 61508
▼
Part 1Development of the overall safety requirements (concept, scope, definition, hazard and risk analysis) 7.1 to 7.5
▼
Part 1Allocation of the safety requirements to the E/E/PE safety-related systems 7.6
▼
Part 1Specification of the system safety requirements for the E/E/PE safety-related systems 7.10
▼
Part 2Realisation phase for E/E/PE safety-related systems
Part 3Realisation phase for safety-related software
▼
Part 1Installation, commissioning & safety validation of E/E/PE safety-related systems 7.13 - 7.14
▼
Part 1Operation, maintenance, repair, modification and retrofit, decommissioning or disposal of E/E/PE safety-related systems 7.15 - 7.17
Part 5Example of methods for the determination of safety integrity levels
Part 6Guidelines for the application of Parts 2 & 3
Part 7Overview of techniques and measures

Other Requirements

Part 4Definitions & abbreviations
Part 1Documentation Clause 5 & Annex A
Part 1Management of functional safety Clause 6
Part 1Functional safety assessment Clause 8

Overall safety lifecycle

1
Concept
2
Overall scope definition
3
Hazard and risk analysis
4
Overall safety requirements
5
Overall safety requirements allocation
Overall planning
6
Overall operation and maintenance planning
7
Overall safety validation planning
8
Overall installation and commissioning planning
9
E/E/PE system safety requirements specification
10
E/E/PE safety-related systems – Realisation (see E/E/PE system safety lifecycle)
11
Other risk reduction measures – Specification and Realisation
12
Overall installation and commissioning
13
Overall safety validation
14
Overall operation, maintenance and repair
15
Overall modification and retrofit → back to appropriate overall safety lifecycle phase
16
Decommissioning or disposal

CASS scheme

CASS is a scheme for assessing the compliance of safety related systems with the requirements of IEC 61508 and associated standards. It provides a systematic approach to be used by certification bodies and others when assessing compliance at all stages from the specification of safety requirements through the design, development and manufacture of system components to integration, commissioning, operation and maintenance.

Accredited Certification for Safety Systems… to IEC 61508 and related standards

IEC 61508
The CASS Scheme Ltd
Members
Governing Body
Technical Design Authority
Technical Committees
RULES
Feedback
UKAS ▼
EN45011
Certification Bodies
Test Houses
◀ Clients

Relationship between CASS assessment types

Functional Safety Management (FSM)T5
Component AssessmentT1
Component Supplier
Sub-system AssessmentT2
Sub-system Supplier
Integrated System AssessmentT2a
Engineering Function/System Integrator
Safety Requirements AssessmentT4
End user/Operator
Operations and Maintenance AssessmentT3
End user/Operator

E/E/PE system safety lifecycle (in realisation phase)

10
E/E/PE safety-related systems – Realisation (Box 10 in ‘Overall Safety Lifecycle’)
10.1
E/E/PE system design requirements specification
10.2
E/E/PE system safety validation planning
10.3
E/E/PE system design & development including ASICs & software
10.4
E/E/PE system integration
10.5
E/E/PE system installation, commissioning, operation & maintenance procedures → Box 14
10.6
E/E/PE system safety validation → Box 12
One E/E/PE safety lifecycle for each E/E/PE safety-related system.

Relationship between & scope of IEC 61508-2 & IEC 61508-3

Scope of IEC 61508-3
E/E/PE system design requirements specification
Software safety requirements
Software design & development
Programmable electronics integration (hardware & software)
Scope of IEC 61508-2
E/E/PE system architecture
Hardware safety requirements specification
Programmable electronic hardware
Non-programmable hardware
Programmable electronics design & development
Non-programmable hardware design & development
E/E/PE system integration

Safety integrity levels

Definition

Safety integrity is the ability of the SIS to perform the required safety function as and when required. Four levels of safety integrity are defined, each corresponding to a range of target likelihood of failures of a safety function. Safety integrity level 4 (SIL4) is the highest level of safety integrity and safety integrity level 1 (SIL1) is the lowest level.

Note that a safety integrity level is a property of a safety function rather than of a system or any part of a system.

Safety integrity is considered to be composed of the following two elements:

  • Hardware safety integrity; that part of safety integrity relating to random hardware failures in a dangerous mode of failure. It may be necessary to use redundant architectures to achieve adequate hardware safety integrity.
  • Systematic safety integrity; that part of safety integrity relating to systematic failures in a dangerous mode of failure. Techniques such as redundant channels of identical hardware, which are very effective at controlling random hardware failures, are of little use in reducing systematic failures such as software errors.

Devices, elements and systems may be Type A or Type B.

Type A is when the components required to perform a specified function meet all of the following:

a) The failure modes of all components are well defined; and

b) The behaviour of the device under fault conditions can be completely determined; and

c) There is sufficient dependable failure data to show that the claimed failure rates for detected and undetected dangerous failures are met.

Type B is simply when one or more of the components required to perform a specified function is not Type A.

SIL for High Demand Mode
Safety Integrity Level (SIL)Average frequency of a dangerous failure of the safety function [h⁻¹] (PFH)
4≥ 10⁻⁹ to < 10⁻⁸
3≥ 10⁻⁸ to < 10⁻⁷
2≥ 10⁻⁷ to < 10⁻⁶
1≥ 10⁻⁶ to < 10⁻⁵
SIL for Low Demand Mode
Safety Integrity Level (SIL)Average probability of a dangerous failure on demand of the safety function (PFDavg)
4≥ 10⁻⁵ to < 10⁻⁴
3≥ 10⁻⁴ to < 10⁻³
2≥ 10⁻³ to < 10⁻²
1≥ 10⁻² to < 10⁻¹

While every effort has been made to ensure that the information contained within this document is accurate and up to date, MTL Instruments makes no warranty, representation or undertaking whether expressed or implied, nor does it assume legal liability, whether direct or indirect, or responsibility for the accuracy, completeness, or usefulness of any information.

Type A Safety System
Safe failure fraction of an elementHardware fault tolerance
012
< 60 %SIL 1SIL 2SIL 3
60 % – < 90 %SIL 2SIL 3SIL 4
90 % – < 99 %SIL 3SIL 4SIL 4
≥ 99 %SIL 3SIL 4SIL 4
Type B Safety System
Safe failure fraction of an elementHardware fault tolerance
012
< 60 %Not AllowedSIL 1SIL 2
60 % – < 90 %SIL 1SIL 2SIL 3
90 % – < 99 %SIL 2SIL 3SIL 4
≥ 99 %SIL 3SIL 4SIL 4

Terminologies & abbreviations

Definitions and abbreviations

AbbreviationFull expression
AC/DCAlternating current/direct current
AIChEAmerican institute of chemical engineers
ALARPAs Low As Reasonably Practicable
ANSIAmerican National Standards Institute
ASICApplication Specific Integrated Circuit
BPCSBasic process control system
CCFCommon Cause Failure
CPLDComplex Programmable Logic Device
CCPSCenter for chemical process safety
DCDiagnostic Coverage
(E)EPLD(Electrically) Erasable Programmable Logic Device
E/E/PEElectrical/Electronic/Programmable Electronic
E/E/PE (system)Electrical/Electronic/Programmable Electronic System
EEPROMElectrically Erasable Programmable Read-Only Memory
EPROMErasable Programmable Read-Only Memory
EMCElectro-magnetic compatibility
EUCEquipment Under Control
FATFactory acceptance testing
FPGAField Programmable Gate Array
FPLFixed program language
FSAFunctional safety assessment
FTAFault tree analysis
FVLFull variability language
GALGeneric Array Logic
H&RAHazard & risk assessment
HFTHardware Fault Tolerance
IECInternational Electrotechnical Commission
IEVInternational Electrotechnical Vocabulary
ISAInstrumentation, Systems & Automation Society
ISOInternational Organization for Standardization
LVLLimited variability language
MooNM out of N channel architecture (for example 1oo2 is 1 out of 2 architecture, where either of the two channels can perform the safety function)
MooNDM out of N channel architecture with Diagnostics
MTBFMean Time Between Failures
MTTRMean Time To Repair
MRTMean Repair Time
NPNon-programmable
PALProgrammable Array Logic
PEProgrammable Electronic
PESProgrammable electronic system
PFDProbability of Dangerous Failure on Demand
PFDavgAverage Probability of dangerous Failure on Demand
PFHAverage frequency of dangerous failure [h⁻¹]
PLAProgrammable Logic Array
PLCProgrammable logic controller
SATSite acceptance test
SCSystematic capability
SFFSafe failure fraction
SIFSafety instrumented function
SILSafety integrity level
SISSafety instrumented system
SRSSafety requirement specification
UONUnless otherwise noted
λs or λsafeFailure rate of all safe failures
λd or λdangerousFailure rate of all dangerous failures
λddFailure rate of all dangerous detected failures
λduFailure rate of all dangerous undetected failures
λsuFailure rate of all safe undetected failures
λsdFailure rate of all safe detected failures

MTL Instruments in Vietnam

Viet Thang Loi Technology Company Limited (VTL TECH)

19A Cong Hoa, Bay Hien Ward, Ho Chi Minh City

Tel: (028) 3811 0510 / 11 · Fax: (028) 3811 0512

Email: info@vtltech.com.vn

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